This
dissertation titled: A postmodernist Representation
in Ben Okri’s The Famished Road and Flowers and Shadows is premised on the
argument that irrespective of their individual themes, novels are significant
mechanisms of presentation or representation of thoughts and ideas through
semblances circumscribed by narration or telling, all of which are contingent
upon various representative modes. In the present context, postmodernist
representation of necessity has been defined as an artistic as well as an
aesthetic form to represent a social reality. When these attempts follow
literary prescriptions, they are described as the literary representation of a
given entity such as a nation, which is ultimately, the intersection between
ideology and form in the text bringing out the salient issues – themes - into
which the writing subject constantly disappears. This dissertation therefore
demonstrates the relevance and applicability of postmodernist representation to
the study of Ben Okris‘s The Famished Road and Flowers and Shadows. Okri
appropriates materials and events using the protocols of narratology by
refining and variegating the materials which appear aesthetically in their
current literary form as novels. The findings reveal that; Postmodernist
representation is of literary value on or about a topic, That the novel form is
the best suited artistic form for the explication of postmodernist
representation of the themes in the novels under study and finally, that Okri‘s
The Famished Road and Flowers and Shadows are axiomatic of the centrality of
Nigerian literature on postmodernist representation.
Title page
Declaration
---------------------------------------------------------------------------------
i
Certification
--------------------------------------------------------------------------------
ii
Dedication
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iii
Acknowledgements--------------------------------------------------------- vi
Abstract---------------------------------------------------------------------- vii
Table of Contents----------------------------------------------------------- ix
CHAPTER ONE: INTRODUCTION
1.1
Background to the
study--------------------------------------------------------- 1
1.2 Statement of the
problem-------------------------------------------------------- 7
1.3 Aim and
Objectives---------------------------------------------------------------- 7
1.4 Justification of
Study-------------------------------------------------------------- 7
1.5 Scope and Limitation of
Study------------------------------------------------- 8
1.6 Research Methodology-----------------------------------------------------------
9
1.7 Breakdown of Chapters --------------------------------------------------------- 10
1.8
Theory of postmodernism and literary
representation---------------- ------ 10
1.9 Nature and Framework Analysis of postmodernism
-------------------- 14
1.10 The Deep Structures of Literary
Representation---------------------- ------ 16
1.11 Key Assumptions of Literary
Representation------------------------- ------ 35
1.12 The Poetics of Literary
Representation--------------------------------- ------ 37
CHAPTER TWO: LITERATURE REVIEW
2.1 Introduction to Ben Okri‘s
Background------------------------------------- 40
2.2 Literature Review------------------------------------------------------------------
42
CHAPTER THREE
3.1 The
Famished Road as a Postmodernist Representation of Nigeria‘s
Social Formation ------------------------------------------------------------------
58
CHAPTER FOUR
4.1 A postmodernist Representation of the Myth of
Nemesis in Flowers
and Shadows------------------------------------------------------------------------
58
CHAPTER FIVE Conclusions
5.1 Conclusions---------------------------------------------------------------------------
94
Bibliography----------------------------------------------------------------------------------
99
CHAPTER ONE
INTRODUCTION
1.1 Background
to the Study
This study is foregrounded using the theory of
Postmodernism and literary representation as an alternative dimension to the
regular critical methodologies of literary analysis and uses Ben Okris‘s The Famished Road and Flowers and Shadows as primary texts for
substantiation and exemplification. Essentially, the history of the novel in
Nigeria, from the earliest times to the present, has been an admixture of
expository discourses on the social formation of the Nigerian nation state
vis-à-vis the historical, ideological, social, and sociocultural and
economic confrontations and complexes
that have ensued and are contesting for the ‗soul‘ of the nation. Because
literature itself is a social unit and cannot be said to be, strictly speaking,
insulated from the society that produces it, the novel form has constantly been
used to interrogate this social ―warfare‖.
Our understanding of the novel in Nigeria,
essentially therefore proceeds from the relationship between literature and
history in the form of literary representation.
This trend perfectly suits present argument of a postmodernist literary
representation as found in the two novels under study as the two novels
represents the dimensions that have come to be associated with the novel form
in Nigeria especially taken from the argument of postmodernism as representing
a very serious discourse in the social conditions of mankind in the aftermath
of modern era and it does not really matter whether or not it is literature is
fiction. Liman (1997) in Foucault and asserts that within the context of
postmodernism and especially, postcolonial discourse, there is essentially
power relations, especially, that of power and knowledge;
The thinking
subject (writer) collects the truth or facts that preexistsin the world and
package them or uncovers them in discourse. Discourse itself, its materiality
and free play, is nullified. When applied to discourse, the various rules and
practices of exclusion, in fact, designated systematically who may speak, what
may be spoken, and how it is to be said….
That science questions the validity
of these narratives is mitigated by the world of impossibilities which
literature is noted for.
At each stage of Nigeria‘s historical, social,
economic and political development, some novels represent these epochs and this
has become Nigeria‘s literary trajectory in the novel form from the beginning
to the present. Major historical events such as Colonialism, Independence, the
Oil boom, the Nigeria Civil War, Military rule; have all been represented in
the novel form and have also produced writers, with each interpreting the
incidence according to his/her understanding of history and sometimes ideological
leaning. Novels that have ideological
blend, for example Marxism, which marked a fundamental epistemic departure from
the basic traditional novel also entered the fray. For example Festus Iyayi's violence captures this ideological
trend. The ideological novel tries to
look at the structure of the society and also try to propagate the conditions
of the masses, especially the less privileged.
Another dimension of the novel in Nigeria is the
feminist strand. The feminist novel
tries to speak on behalf of the woman bringing out the innate qualities and
contributions of the woman beyond the seeming ―conspiracy‖ pioneered by early
writers. Overall, the unique thing about
the novel in Nigeria is the style, plot, language and characterization. But,
above all, there is a philosophical base for the existence of the novel in
Nigeria. This is because the novel captures the unique milieu of some
historical antecedents and variables (historical, political, social, economic
and cultural). To this end, the novel in Nigeria is completely a discourse in
literary representation.
The concepts of postmodernism and literary
representation if firmly located within literature, broadly speaking and
theoretically, will constitute a serious
framework of literature and literary analysis, interpretation and the
evaluation as well as application to literary works. Whatever it is however,
literary criticism deals with different dimensions of literature as a
collection of texts through which authors evoke more or less fictitious world
for the imagination of readers. We can look at any work of literature by paying
special attention to one or several aspects: its language and structure, its
intended purpose, the information or worldview it conveys or its effect on an
audience. This is because, works of
literature can be studied long after their first publication and the awareness
of historical and theoretical context contributes to our understanding,
appreciation and enjoyment of them. The contest by science against the
legitimatization of literary narratives is also mitigated by narration. Liman (1997) in Lyotard asserts that;
The narrative
allows a society not only to define its criteria of competence, but to also
evaluate according to those criteria
what is performed or can be performed within it. The knowledge
transmitted by narration is not limited to enunciations: it determines in a
single stroke what one must say in order to be heard, what one must listen in
order to speak, and what role one must play to be the subject of a narrative.
Foucault presents possibly the best definition of
power relations inherent in postmodernism. He says, of literary representation
as ―Systems of thoughts composed of ideas, attitudes, and courses of action,
beliefs and practices that systematically construct the subjects and the worlds
of which they speak.‖ – and is mediated by discourse (emphasis mine). He talks
about postmodernist discourse as a form of power. In short, by controlling
discourse, one can create not only categories of thought, but also shape a
society such as a literary political discourse.
Etymologically, according to Hutcheon, (2004)
postmodern literature is a type of literature that came to prominence after
World War II and is defined as a form of literature which is marked, both
stylistically and ideologically, by a reliance on such literary conventions as
fragmentation, paradox, unreliable narrators, often unrealistic and downright
impossible plots, games, parody, paranoia, dark humor and authorial
self-reference. Postmodern writers tend to reject outright meanings in their
novels, stories and poems, and, instead, highlight and celebrate the
possibility of multiple meanings, or a complete lack of meaning, within a
single literary work. Postmodern literature also often rejects the boundaries
between 'high' and 'low' forms of art and literature, as well as the
distinctions between different genres and forms of writing and
storytelling.
Hutcheon (ibid) list the following
as some examples of stylistic techniques that are very often employed in
postmodern literary writings:
1.
Pastiche: The taking of various ideas from previous writings and
literary styles and pasting them together to make new styles.
2.
Intertextuality: The acknowledgment of previous literary works
within another literary work.
3.
Metafiction: The act of writing about writing or making readers
aware of the fictional nature of the very fiction they're reading.
4.
Temporal Distortion: The use of non-linear timelines and narrative
techniques in a story.
5.
Minimalism: The use of characters and events which are decidedly
common and nonexceptional characters.
6.
Maximalism: Disorganized, lengthy, highly detailed writing.
7.
Magical Realism: The introduction of impossible or unrealistic
events into a narrative that is otherwise realistic.
8.
Faction: The mixing of actual historical events with fictional
events without clearly defining what is factual and what is fictional.
9.
Reader Involvement: Often through direct address to the reader and
the open acknowledgment of the fictional nature of the events being
described.
Many critics and scholars find it best to define
postmodern literature against the popular literary style that came before
it: modernism. In many ways, postmodern literary styles and ideas serve to
dispute, reverse, mock and reject the principles of modernist literature. For
example, instead of following the standard modernist literary quest for meaning
in a chaotic world, postmodern literature tends to eschew, often playfully, the
very possibility of meaning. The postmodern novel, story or poem is often
presented as a parody of the modernist literary quest for meaning. Ben Okri‘s The Famished Road and Flowers and Shadows are perfect example
of this. In The Famished Road, the
protagonist, Azaro‘s quest for knowledge and understanding results ultimately
in confusion and the lack of any sort of clear understanding of the events that
transpired. Same could be said of Jeffia in Flowers
and Shadows.
Literary representation on the other hand could be
said to be the human artistic effort to find a corresponding method of
representing human activities and actions in words and writing generally. When
these attempts follow literary prescriptions, they are described as the
literary representation of a given geographical entity that could be described
as the literature of that given locality such as Nigerian literature either in
novel form, poetry or drama. The critics
business then is to bring out the work‘s relation to this space, to reconstruct
experience and thought from the intersection between ideology and form in the
text bringing out its salient issues –
themes - into which the writing subject constantly disappears (Tagoe, 1998)
These two concepts of postmodernism and literary representation in the present
context in the two novels under study therefore could be seen as any work of
prose fiction written by a Nigerian or about Nigeria by a non-Nigerian but with
the setting, characterization and theme on Nigeria‘s literary ―space‖ and which
addresses Nigeria‘s political, social, historical, psychological, economic
themes and so on, that amounts to the sum total of Nigeria‘s ―social formation‖
as a people.
On this premise, it is important that history and
other residual worldviews are central to the novel in Nigeria for literary
representation. History has been central to the emergence of the Nigerian
novel. Just as the West Indies, the discourse on history while confronting
fundamental assumptions behind European perception and interpretations of our
history and by extension that of Africa, really inspired the imperatives for
redefinition and subjectification, which are basically colonial impulses. The
beginning of the novel in Nigeria fits perfectly into Michael Dash‘s
observation and cited by Tagoe, (1998) about the West Indian writer thus;
…Traumatized by
history, the West Indian writer is yet continually hunted by its specter and
perpetually engaged with redefining it… the task of consciousness becomes
necessary in a world that is the product of other‘s dreams….
From this modest beginning, the novel in Nigeria has
grown to its present status encompassing ideological and several other residual
worldviews to the point of examining our own social complexes as a people and
country. Nevertheless, because these alternative worlds which literature creates
are worlds devoid of impossibilities, it is a ―willing suspension of disbelief‖
that we bring to bear on the reading of literature which is more than tactic
acceptance that we are dealing with a world where everything is possible, a
world that demands a totally different perspective must have been with man for
centuries and it is quite obvious that only such attitude could have sustained
the growth of the folk tale – a literary genre that offers the most distance –
physical and cognitive - between its own worlds and our own. It is this realization that we are dealing
with the world of the fantastic that makes us accept the fact that the tortoise
could fly to heaven, that when it was in distress, it could speak to the wife
on earth from heaven.
This is also the disposition that makes us believe
that the serpent could emerge from the sea, borrow all human parts, don itself
on princely robes and go out to marry the girl who has refused all human
suitors and also Chief Nanga could instantaneously decree a coup d‘état in his
country and it will come to pass. The list is endless. Ben Okri also
appropriates this style of the fantastic and impossible in The Famished Road (1991).
1.2 Statement
of the Problem
Ben Okri‘s writings have attracted a lot of critical
attention especially The Famished Road. However,
it has not been directly linked sufficiently as the direct representation of a
postmodernist literary creation. This work therefore is based on the
propositions that:
i.
Postmodernist
representation is the literary engagement in The Famished Road
ii.
That the novel form is the
best suited artistic form for the explication of the relationship between
postmodernism and literary representation because of its capacity to
appropriates multiplicity of characters.
iii.
That Okri‘s novels used
here are axiomatic of the centrality of Nigerian literature in a postmodernist
era over nationhood and development.
1.3 Aim
and Objectives of the Study
The prose genre, which is circumscribed by a
narration or telling, is the most evident of all forms of literary creations on
postmodernist discourse about politics, culture, power relations, the economy
and so on. In Nigeria, the novel form also bears testimony to this literary
engagement. The aim and objectives of the study is, to simply prove that;
i.
The novel form is a
flexible and veritable source of discourse on postmodernism.
ii.
Ben Okri appropriates the
novel form because of its capacity engage all the literary nuances associated
with the postmodernist era and reconstruct history and represent it in literary
form.
iii.
Postmodernist
representation is a viable means of evaluating the thematic focus of the two
novels under study.
1.4 Justification
of Study
The justification for the study proceed on the fact
that, the novel form, more than any other genre, possesses the capacity to do
justice to the topic because of its narrative ability and multiplicity of
characters. The novel form also has the
capacity to subsume variety of themes and methodologies in a single novel to be
able to extrapolate ideas and broaden the scope of discourse and opinions. The
novel form also has the capacity to represent ideas, thoughts and even
idiosyncrasies of the fictional population in the novel‘s world of
impossibility that in reality is the near ideal world. This study is therefore
timely because it has justified essentially two things, namely; the novel form
is now seen as a flexible and veritable source of postmodernist discourse and
that Ben Okri uses the novel because of its capacity to reconstruct historical
experience in literary form. Furthermore, the study is also an attempt to
bridge the gap in the literary critical heritage on Ben Okri‘s novels and
writings and also adds some new insights into the corpus of intellectual
fireworks. Thus, apart from sustaining interest in, and continuing the debates
on the application of postmodernist discourse and literary representation to
texts under study, this study also attempts to settle some epistemological
issues on the Ben Okri‘s two novels namely, the postmodernist nature of thematic
issues on nationhood and development and thus, enrich Nigerian, nay African
literature with analytical representation of the postmodernist discourse of
history in literary form. This will also widen the understanding of this form
of cultural production in this part of the world.
1.5 Scope
and Limitation
The entire scope of the work is
limited to the novel genre and uses the concept of postmodernism and literary
representation in Ben Okri‘s The Famished
Road and Flowers and Shadows.
This is because, the advent of deconstruction theory in the late 1960s to be
able to study the novel‘s multiplicity of meanings and ideas replaced
structuralism‘s assumption that, a text‘s meaning could be found in the
examination of its structural codes. This was challenged and replaced by the
maxim of ―undecidability‖ namely; no definite interpretation and this fit the
argument that the novels under study are postmodernist discourse in literary
representation. Deconstruction as much
as postmodernism therefore declares that a text has an almost infinite number
of possible interpretations. This is to
say that, ―the interpretations themselves are just as creative and important as
the text being interpreted (Bressler, 1994). This method suits our proposition
that, the novel is, especially in Nigeria, an unending discussion about Nigeria
within the context of postmodernist discourse.
1.6 Research
Methodology
The predominant method used to execute this study is
the qualitative method. This method
utilizes the texts under study as its primary materials and secondary
analytical methods using library sources, learned scholarly journals and internet
search engines for further substantiation. It is adopted for its
appropriateness and convenience in qualitative research. Kerlinger (1986)
asserts that analysis of data is a process of inspecting, cleaning,
transforming, and modelling data with the goal of discovering useful
information, suggesting conclusions, and supporting decision-making and or
recommendations.
Qualitative Data Analysis (QDA, especially used in
the humanities of which literary studies and research is one, is the range of
processes and procedures whereby we move from the qualitative data that have
been collected into some form of explanation, understanding or interpretation
of the people and situations we are investigating. Qualitative Data Analysis
(QDA) is usually based on an interpretative philosophy. The idea is to examine
the meaningful and symbolic content of qualitative data. For example, by
analyzing primary data
(a literary text)
the researcher may be attempting to identify any or all of the following;
•
Someone's interpretation of
the world,
•
Why they have that point of
view,
•
How they came to that view,
•
What they have been doing,
•
How they conveyed their
view of their situation,
•
How they identify or
classify themselves and others in what they say,
The process of QDA usually involves two things:
firstly, writing and the identification of themes, secondly, writing of some
kind is found in almost all forms of QDA. In contrast, some approaches, such as
discourse analysis or conversation analysis may not require the identification
of themes. Nevertheless, finding themes is part of the overwhelming majority of
QDA carried out today (ibid).
1.7 Structure
of the Dissertation
This dissertation is divided into five chapters.
Chapter one is the background to the study which introduces the study and its
problematic as the problem statement, including other preliminaries such as;
justification, aim and objectives, scope, methodology and the theoretical
framework. The chapter also discusses the theory of postmodernism and literary
representation, the, origin and the basic arguments of postmodernism against
modernism, the poetics of postmodernist discourse, the key assumptions of postmodernism
and literary representation and postmodernism as the analytical framework for
the study. Chapter Two is the Review of related literature which interrogates
some intellectual views about Ben Okri‘s writings. Chapter Three discusses the
theme of postmodernism and literary representation of Nigeria‘s social
formation in The Famished Road.
Chapter Four discusses the theme of Mythology of Nemesis represented in Flowers and Shadows. Chapter Five is the
Conclusion of the work.
1.8. Theory of Representation,
Postmodernism and Literature
David (1992) citing Lacan asserts that ―…mimicry
reveals something in so far as it is distinct from what might be called as
itself that is behind…. The most common intuition about literature is that it
is a ―representation of life.‖ Unlike terms such as mimesis, representation has
played a central role in the understanding of literature. Indeed, one might say
that it has played the definitive role insofar as the founding fathers of
literary theory, Plato and Aristotle, regarded literature as simply one form of
representation. Aristotle defined all the arts—verbal, visual, and musical—as
modes of representation, and went even further to make representation the
definitively human activity: From childhood, men have an instinct for
representation, and in this respect man differs from the other animals that he
is far more imitative and learns his first lessons by representing things. Man,
for many philosophers both ancient and modern, is the ―representational
animal,‖ ‗homo symbolicum‘ the creature whose distinctive character is the
creation and manipulation of signs—things that ―stand for‖ or ―take the place
of‖ something else. Since antiquity then, representation has been the
foundational concept in aesthetics (the general theory of the arts) and
semiotics (the general theory of signs).
In the modern era (i.e., in the last three hundred
years) it has also become a crucial concept in political theory, forming the
cornerstone ofrepresentational theories of sovereignty, legislative authority,
and relations of individuals to the state (Schram and Steen: 1992). As soon as
we begin to use representations in any social situation—to claim, for instance,
that this dab of paint represents the fact that this stone is in that place and
looks like this—then representation begins to play a double role, as a means of
communication which is also a potential obstacle to it (VanDijik and Kinstsch
:1983).
Representation is an extremely elastic notion which
extends all the way from a stone representing a man to a novel representing a
day in the life of several Nigerians (such as the Famished Road) represents a
whole series of events and the representational sign never seems to occur in
isolation from a whole network of other signs. Aristotle says that
representations differ from one another in three ways: in object, manner, and
means. The ―object‖ is that which is represented; the ―manner‖ is the way in
which it is represented; the ―means‖ is the material that is used. But the
―manner‖ suggests yet another feature of representation, and that is the
particular way a representational code is employed such as Azaro in The
Famished Road representing Nigeria. The ―means‖ of literary representation is
language, but there are many ways of employing that means (dramatic recitation,
narration, and description) to achieve all sorts of effects (pity, admiration,
laughter, scorn) and represent all sorts of things
(VanDjijk:
1983).
Symbolic representations such as characters in
novels, by contrast, are and must be based on the resemblance of the sign to
what it signifies even on arbitrary stipulation; thus Azaro in the Famished
Road may stand for Nigeria with all its characteristics because we can see the
semblances and because in literature, we have agreed to regard it this way.
According to (VanDjik: 1983) There is nothing, of course, to prevent any
particular representation from employing more than one of these relationships:
a written text may symbolically represent
(describe or narrate or dramatize) an
action, and it may also indexically represent ―cause‖ of which it is an
effect.
In a similar way, we might think of language as one
medium of representation, ―literature‖ as the name of the aesthetic use of that
medium, and things like poetry, the novel, and drama as very large genres
within that medium. One crucial consideration that enters into any analysis of
representation is the relationship between the representational material and
that which it represents. For Culler (1982), a stone may stand for a man, but
how? By virtue of what ―agreement‖ or understanding does representation occur?
Semioticians generally differentiate three types of representational
relationships under the names of icon, symbol, and index. An iconic account of
the relation ―stone-represents-man‖ would stress
resemblance: a certain stone might
stand for a man because it is upright, or because it is hard, or because its
shape resembles that of a man. (―Mimesis‖ and ―imitation‖ are thus iconic forms
of representation that transcend the differences between media. Symbolic
representations i.e characters in novels, by contrast, are and must be based on
the resemblance of the sign to what it signifies even on arbitrary stipulation;
thus Azaro in the Famished Road may stand for Nigeria with all its
characteristics because we can see the semblances and because in literature, we
have agreed to regard it this way.
It also important to understand, that the long
tradition of explaining literature and the other arts in terms of
representation is matched by an equally long tradition of discomfort with this
notion. Plato accepted the common view that literature is a representation of
life, but for that very reason he thought it should be banished from the ideal
state. Representations, Plato reasoned, are mere substitutes for the things
themselves; even worse, they may be false or illusory substitutes that stir up
anti-social emotions (violence or weakness), and they may represent bad persons
and actions, encouraging imitation of evil and for Plato, only certain kinds of
representations, carefully controlled by the state, were to be permitted into
Plato's republic of rational virtue.
According to David (1992), there have been many other
challenges to the notion of literary representation. Most of them, like
prohibitions against idolatry or pornography, accept the basic model of the
representational triangle but try to restrict or modify it in the service of
some set of values. Thus, idealist theories of the arts will often posit some
―higher nature‖ as the preferred object of representation and consign the
representation of ordinary life to lower genres, such as caricature or satire,
or some non-aesthetic genre, like ―documentary or history. Realist theories of
the arts tend to consign the idealist genres to the realm of ―romance‖ and to
see them as merely imaginary, fanciful representations. Both theories adopt the
representational model of art: they simply disagree about what is to be
represented (what Aristotle called the ―object‖).
If representation sneak back in, it is likely to be
turned backward: art imitates life, reality (nature, society, the unconscious)
is a text, and there is nothing outside the text. Once this turn is made, then
the opposition between ―life‖ and ―literature‖ which animates the traditional
notion of literary representation begins to fall apart. But the structure of
representation itself, as a relation of standing for, seems to come back with a
vengeance. Concepts such as the identity of the text, the determinacy of
meaning, the integrity of the author, and the validity of interpretation all
play a role in the representational (or antirepresentational) character of
literary texts. The highly self-conscious fictive ―labyrinths‖ of Jorge Luis
Borges, also employed by Okri with their pastiches of scholarly and historical
documentation, deadpan realism, and bizarre fantasy, are often cited as
paradigms of postmodern literary representation (Bakhtim, 1986)
1.9 The
Originsand Basic Arguments of Postmodernism against Modernism.
According to Huyssen, (1986) the origin of postmodernism
as a philosophical movement is largely a reaction against the philosophical
assumptions and values of the modern period of Western (specifically European)
history—i.e., the period from about the time of the scientific revolution of
the 16th and 17th centuries to the mid-20th century. Indeed, many of the
doctrines characteristically associated with postmodernism can fairly be
described as the straightforward denial of general philosophical viewpoints that
were taken for granted during the 18th-century Enlightenment,
though they were not unique to that period. The most important of these
viewpoints are the following.
1. There is an objective natural reality, a reality whose existence
and properties are logically independent of human beings—of their minds, their
societies, their social practices, or their investigative techniques.
Postmodernists dismiss this idea as a kind of naive realism.
Such reality as there is, according to postmodernists, is a conceptual construct,
an artifact of
scientific practice and language.
This point also applies to the investigation of past events by historians and
to the description of social institutions, structures, or practices by social
scientists.
2. The descriptive and explanatory statements of scientists and
historians can, in principle, be objectively true or false. The postmodern
denial of this viewpoint—which follows from the rejection of an objective
natural reality—is sometimes expressed by saying that there is no such thing as
truth.
3. Through the use of reason and logic and with the more
specialized tools provided by science and technology, human
beings are likely to change themselves and their societies for the better. It
is reasonable to expect that future societies will be more humane, more just,
more enlightened, and more
prosperous than they are now. Postmodernists deny this Enlightenment
faith in
science and technology as instruments of human progress. Indeed, many
postmodernists hold that the misguided (or unguided) pursuit of scientific and
technological knowledge led to the development of technologies for killing on a
massive scale in World War II. Some go so far as to say that
science and technology—and even reason and logic— are inherently destructive
and oppressive, because they have been used by evil people, especially during
the 20th century, to destroy and oppress others.
4. Reason and logic are universally valid—i.e., their laws are
the same for, or apply equally to, any thinker and any domain of knowledge. For
postmodernists, reason and logic too are merely conceptual constructs and are
therefore valid only within the established intellectual traditions in which they are
used.
5. There is such a thing as human nature; it consists of
faculties, aptitudes, or dispositions that are in some sense
present in human beings at birth rather than learned or instilled through
social forces. Postmodernists insist that all, or nearly all, aspects of human psychology are completely socially determined.
6. Language refers to and represents a reality outside itself.
According to postmodernists, language is not such a ―mirror of nature,‖ as the
American pragmatist philosopher, Richard Rorty, characterized the Enlightenment
view. Inspired by the work of the Swiss linguist Ferdinand de Saussure,
postmodernists claim that language is semantically self-contained, or
self-referential: the meaning of a word is not a static thing in the world or
even an idea in the mind but rather a range of contrasts and differences with
the meanings of other words. Because meanings are in this sense functions of
other meanings—which themselves are functions of other meanings, and so on—they
are never fully ―present‖ to the speaker or hearer but are endlessly
―deferred.‖
Derrida, (1969) asserts thatself-reference
characterizes not only natural languages but also the more specialized
―discourses‖ of particular communities or
traditions; such discourses are embedded in social practices and reflect the
conceptual schemes,moral and intellectual
values of the community or
tradition in which they are used. The postmodern view of language and discourse
is due largely to the French philosopher and literary theorist Jacques Derrida (1930–2004),
the originator and leading practitioner of deconstruction.
1.10 The
Deep Structures of Literary Representations
Mithen and Gazzaniga make statements that represent
complementary extremes in our current evolutionary understanding of the human
mind. Mithen (1996) declares that "when thoughts originating in different
domains can engage together, the result is an almost limitless capacity for
imagination." Gazzaniga (1997) poses a rhetorical question "What Are
Brains For?" The answer is "Sex." Both statements are correct,
more or less, but neither by itself provides us with enough structure to build
a usable model of literary representations. If we try to go directly from these
statements to literary representation, we end up either with too little
constraint, or with too much. If we take Mithen's statement alone, we end up
with unlimited combinations of images that could only be catalogued seriatim.
And if we take Gazzaniga‘s statement alone, we end up with some version of the
simple proposition that all literary works are ultimately about sex, which they
are written out of sexual motives, that they represent sexual relationships,
and that they are read for the purpose, direct or indirect, of sexual
gratification. Neither statement alone provides adequate structure, but if we
combine them and mediate between them, we shall find that we now have the means
for analyzing literary representations and for understanding the psychological
functions of literature.
Throughout this work, the term "literature"
will be used as a short-hand term signifying both oral and written forms of
narrative, verse, and dramatic enactment. Writing is an extension of oral
communication. Literacy is less than ten thousand years old, and it should be
clear that no claim is being made here that literacy and its offshoots are
themselves adaptations. When reference is made of the adaptive functions of
literature, it is to signify the adaptive functions of the oral antecedents of
written stories, poems, and plays.
The same arguments that apply to these oral forms
will be understood as extending also to their counterparts in written language.
Mithen has assimilated and revised a central concept of evolutionary
psychology-the idea that the human mind contains a rich array of innate
structures that have evolved through the adaptive process of natural selection.
Some of the most prominent evolutionary psychologists (Tooby and Cosmides,
Pinker) conceptualize evolved psychological structures as "modules"
dedicated to specific domains or adaptive tasks, for example, to visual
cognition, mate selection, and predator avoidance. Drawing on recent work by
cognitive scientists, mainly psychologists and philosophers, Mithen argues that
between one hundred thousand and thirty thousand years ago, the human mind
underwent a crucial phase of evolutionary development.
The modules dedicated to hitherto separate domains
became permeable, and the mind began to make analogical connections among them.
This reflexive capacity, which Mithen calls "cognitive fluidity," is
a necessary precondition for the production of modern culture-for complex
technology, science, art, and religion. The concept of cognitive fluidity
brings evolutionary psychology into partial alignment with a set of ideas that
has already been long established in a field sometimes called cognitive
linguistics or cognitive rhetoric. The seminal text in this field is Lakoff and
Johnson (1980). Both authors have published subsequent work independently, and
Lakoff has co-authored a book with the literary scholar Turner, who has himself
published various independent works. Lakoff and Johnson argue that "our
ordinary conceptual system . . . is fundamentally metaphorical in nature"
and further, that we habitually use constructs from one "domain" of
experience to talk about corresponding concepts in other domains (Johnson
1999).
Lakoff and Johnson are making a claim not just about
the logic of specific figures of speech, as decorations or elaborations of
isolated concepts, but about the elementary structures of whole conceptual
systems. Propositions of this sort hold out the promise of situating literary
analysis within some stable, empirically grounded and philosophically
rationalized system of general knowledge. To connect literary study with
cognitive science would be to render it thus far scientific--objective, progressive,
and technical.
In the nearly two decades since Lakoff and Johnson
made their argument, this promise has not been realized. The central problem
the cognitive rhetoricians have failed to solve is that of grounding the
concept of "domains" within some larger concept of human experience
and cognition. In the work of Lakoff, Johnson, and Turner, the concept of
domains remains nebulous and variable. They propose to establish order by
identifying hierarchies of metaphors, but these hierarchies are themselves
grounded in no larger or deeper set of regularities and can provide no stable
basis of causal or systematic connection. The closest Turner gets to a
systematic order is an apparently random list of categories that he calls
"conceptual domains": eating, dress, learning, buildings, travel,
combat, and plants. He makes no effort to correlate these domains with the
concept of domain-specific modules in evolutionary psychology, nor does he
provide any other rationale or organizing principle for the list. He says only
that these categories are "basic source domains, grounded in our forms
of life"
The failure of cognitive rhetoric is one of the
most encouraging developments in the literary theory of the past decade. It is
encouraging because the cause of failure is easy to diagnose, and the diagnosis
points us very clearly in the direction we need to take. The one crucial
element missing in cognitive rhetoric is an ordered system of domains; the
necessary precondition for this system is a structured concept of human nature;
and the source for this concept is the study of the adapted mind--that is, the
study of the evolved structure of the human psyche. One of the best pieces of
evidence for this diagnosis can be found in the work of the cognitive
rhetoricians themselves. Their own logic leads them inexorably to invoke the
adapted mind as the site of metaphoric domains. They simply fail to carry
through on their own logic. Johnson (1987) titles a book The Body in the Mind: The Bodily Basis of Meaning, Imagination, and
Reason.
Lakoff, (1999) affirms that "our conceptual
systems grow out of bodily experience." He grounds all "cognitive models" in
"experience"; and he grounds experience in "the internal
genetically acquired makeup of the organism and the nature of its interactions
in both its physical and its social environments" (xiv, xv). Together
Lakoff and Johnson declare that "our conceptual systems grow out of our
bodies" and that "meaning is grounded in and through our
bodies". Turner (1991) follows these leads. He insists on the bodily basis
of meaning and stipulates, "A brain is part of a body and in operation is
inseparable from it. Evolutionarily, the brain exists only in order to serve
the reproductive and metabolic body of which it is a part" (Turner, 1996).
Similarly, attempting to integrate cognitive
psychology with literary analysis, Spolsky (1993) appeals to "the
evolutionary history of the species" and to "the genetically
inherited architecture of the brain". He argues, that once one has made
any such appeal as this, the obvious and inescapable next step is the step
toward human ethnology or human sociobiology, and it is a step that each of
these writers fails to take. Their bibliographies contain almost no titles of
books or articles on the evolution of human sexuality, human sociality, or
human behavior of any kind. Their emphasis on "the body" has
restricted itself largely to concepts of physical direction or orientation -
concepts like up and down, and front and back.
Lakoff and Johnson (1999) identify the idea of
physical well-being as the source domain for concepts of morality and the idea
of family structure as the source domain for concepts of political orientation.
These concepts do not form part of a comprehensive conception of a species-typical
motivational structure. On the contrary, Lakoff and Johnson reject the concept
of a relatively stable set of species-typical characteristics. They argue that
in biology, cognitive science, and neuroscience "human nature is
conceptualized rather in terms of variation, change, and evolution, not in
terms of a fixed list of central features". Given the relatively slow pace
of evolutionary change, one cannot legitimately invoke evolution as an
antithesis to the idea of a distinctly structured set of species-typical
characteristics. The question is whether evolution has produced any such set of
characteristics in human beings. The answer from evolutionary psychology is
that it has.
In one broad and obvious sense, the problem presented
by the failure of cognitive rhetoric is easy of solution. It is simply a matter
of expanding one‘s reading to take in as much information as possible about the
evolved structure of the human psyche. Lakoff, Johnson, and Turner are by no
means wrong to emphasize the body and even to insist on the primacy of a few
directional concepts that regulate physical existence, but we hardly need stop
there in defining the architecture of human experience. We already have a large
amount of well-documented information about the species-typical structure of
human motives and concerns. The problem that presents itself to us is this: how
do we connect our current understanding of species-typical motives with the
concept of domain-specific reasoning, and further, how do we use these combined
concepts for the purposes of literary analysis? The first thing to consider is
the actual current status of our understanding of domains and modules.
At first sight, the theory of domains presents a
jumbled array of possibilities, a mere disparate list of specialized cognitive
mechanisms. For example, Tooby and Cosmides (1992) offer a list of special
modules for the following functions: face recognition, spatial relations, rigid
object mechanics, tool use, fear, social exchange, emotion perception, kin-oriented
motivation, effort allocation and recalibration, child care, social inference,
sexual attraction, semantic inference, friendship, grammar acquisition,
communication pragmatics, theory of mind, "and so on." This is the
sequence they themselves give, and the "and so on" signifies an
open-ended series. Pinker, (1994) offers a similar list containing fifteen
items. For someone who is concerned with analyzing the imaginative structure of
literary texts, lists of this sort would probably not seem very helpful. Taking
such a list as a guide, the critic could do little more than catalogue
metaphors, a practice that would not take us beyond the kind of random analysis
of metaphoric structures practiced by the cognitive rhetoricians. It takes us
scarcely beyond the unlimited field of metaphoric particularities that has been
thoroughly tilled by old-fashioned literary critics since the early decades of
this century.
Faced with any such random list, the natural impulse
is to start grouping items into larger categories. Among cognitive
psychologists concerned with domain-specificity, there is still substantial
controversy about the definition, number, and organization of cognitive
domains, but there is also a fair degree of consensus about some of the main
categories in which to group domains. The starting point for domain-specific
reasoning has been the purely sensory modules, like that for visual perception,
and the concept of a language module, derived from Noam Chomsky. Beyond these
heavily studied modules, there is wide-spread agreement on the existence of at
least three main cognitive domains: the domains of physics, biology, and
psychology. (See Sperber 1994, Carey and Spelke, 1994, Cosmides and Tooby 1994,
Mithen, 199, Pinker, 1997) The psychological domain is sometimes called the
"theory of mind module," and it consists in the recognition of
feelings and thoughts in other minds.
The domain of physics is the area in
which we can locate the directional metaphors (updown, etc.) that preoccupy the
cognitive rhetoricians. By adding biology and psychology to the purely spatial
sphere, the cognitive evolutionary psychologists bring us much closer to the
range of subjects and motives that constitute the substance of most literary
texts.
Assuming for the moment that there is adequate
empirical support for the provisional grouping of domains into a few major
categories, how does that advance the case for literary analysis? In order to
make use of cognitive domains as categories of literary analysis, we have to
correlate domains with some specific structure of human motives and concerns
and locate the functions of literary representation within this structure of
motives and concerns. Literature represents human motives and concerns, and it
is written and read because it satisfies human needs. If evolutionary
psychology can give a comprehensive explanation of motives and concerns, it
should both provide taxonomy of themes in literary representation and also
explain why people read and write and how literature affects them.
To begin with, how does a list of four or five
major cognitive domains translate into a structure of human motives and
concerns? At this point, we should recall the question by Gazzaniga. What are
brains for? If we reformulate the answer in a less rhetorically striking way,
we can say that the function of the brain is to promote inclusive fitness. The differential transmission of genes depends
on the organism surviving long enough to reproduce, and in human beings it
involves also parenting, collateral nepotism, and the successful negotiation of
a social environment. These basic requirements result in behavioral mechanisms
oriented to solving problems within a limited range of concerns. McCabe, (2005)
identify four basic behavioral systems: survival, reproduction, kin assistance,
and reciprocation. Following the same logic, Buss (1999) surveys the whole
field of evolutionary psychology within a sequence of book sections devoted to
(in this order): survival, sex and mating, parenting and kinship, and group
living.
Evolutionary psychologists emphasize proximal
mechanisms of adaptation, and in this respect they distinguish their method
from that of socio-biological thinkers who place a greater emphasis on the
direct and immediate pursuit of reproductive advantage. Barkow, (1989), Symons,
(1992), Tooby and Cosmides (1992) Evolutionary psychologists nonetheless
recognize that all proximal mechanisms can have evolved only under the
regulative force of inclusive fitness. Features of living organisms that are physiologically
expensive and that display complex functional organization can have evolved
only if they enabled the organism to pass on its genes more effectively than
other, competing organisms.
Thus, Cosmides and Tooby, taking issue with the
purely epistemological preoccupations of cognitive psychology, argue that
"cognitive mechanisms capable of acquiring knowledge evolved solely
because they sub-served a larger cognitive architecture that regulated
behavior" The more closely any motive impinges on the elementary
principles of inclusive fitness, the deeper it goes into the regulative
structure of species-typical motives. The two behavioral systems that most
directly impinge on inclusive fitness are survival and reproduction. Discussing
a broad range of research into human motives, Buss (1999) observes that
"power and love emerge consistently and cross-culturally as the two most
important dimensions of interpersonal behavior". In the grouping of
domains into four or five major categories, this whole primary set of concerns
falls within the basic categories of "psychology" or "social
interaction." Reproductive interests - sex, parenting, and family - form a
clear and distinct subset of these categories. There is ample evidence for
evolved cognitive structures that regulate these specific motives and
concerns.
According to Bakhtin, (1986), in order to make any
hierarchical principle of human motivation usable for literary analysis, we
must stipulate that there is a fundamental parallel between the structure of
human motives and concerns and the organizing principles of literary
representation. Human beings living in a real physical world and interacting
both with their physical environment and with other human beings form the
central topic of all literary representation. Cognitive rhetoric emphasizes
metaphorical relationships, but this elementary configuration presents us with
a primary, literal order of representations.
Metaphors are diverse, but they have meaning and
force only in the degree to which they reflect the elementary structure of
human motives and concerns.In literature the most frequent and important themes
are those that concern individual identity, sexual romance, and the family.
Survival is the basis of all adventure stories, and by far the largest
proportion of stories that are not strictly oriented to survival are organized
around the mating game, the concerns of parents for children, and family
relations generally. On the basis of such observations, we can propose a large
generalization about the primacy of adventure, personal success, and romance
within the themes of world literature, and this kind of generalization can in
fact yield hypotheses that are testable through large-scale cross-cultural analyses of literary subjects, Wilson, (1993).
Both social and cognitive activity are a
significant part of what is actually represented in literature, and they are
inextricably intertwined with themes of personal power and reproductive
success, but in literary texts they will almost always have less structural
importance than the more primary levels of somatic and reproductive effort.
That is, most plots will be grounded more deeply in issues of personal power
and love than in problems of social antagonism, social affiliation, and the
pursuit of knowledge about the physical and natural world. The broader
biological and physical environments that constrain personal and social
interaction have their own affective values, and these values are registered in
nature poetry and the description of setting. Much of the metaphoric
elaboration of intimate human relations derives from images of the natural
world. And conversely, virtually all direct representations of the natural
world are intertwined and suffused with the images and effects of intimate
personal relations.
Literature itself has until recently been the only
great repository of information about human nature. Empirical psychology is
scarcely a hundred years old, and much of the psychological theory in this
century has foundered amidst the sensational and distorted speculations of
Freud and the barren reductions of behaviorism. Throughout the greater part of
our history, our best psychologists have been playwrights, poets, and
novelists. When Hamlet tells the players that the purpose of the poet is to
hold "the mirror up to nature" (III: ii), it is human nature he has
most in mind. Literary authors have intuitively understood that the subject
matter of literature is human experience, that experience is grounded in common
natural motives and feelings, and that sympathetic response to the depiction of
experience in texts depends on the common shared experience among authors, the
characters depicted, and the audience. Understanding the inner workings of the
mind has been the heart and soul of the literary tradition, as it no doubt was
the heart and soul of the oral traditions that are the ancestors of all
literate cultures.
Carroll, (1995) asserts that any psychological
system could become the basis for an associated school of literary analysis,
but only a Darwinian conception of the evolved and adapted character of the
human mind can provide an understanding of human nature that is sufficiently
profound and incisive to correspond with the intuitive understanding embodied
in the literary tradition. In the middle decades of this century, literary
critics sometimes used
Jungian ideas of innate
"archetypes" as categories for the analysis of universal human
themes, and these categories can be partially but very imperfectly correlated with
the themes of evolutionary psychology. At present, overwhelmingly the most
influential version of psychology in literary studies is the Freudian version.
Literature itself appeals to a sense of human nature truer and deeper than
Freudian doctrine, and evolutionary psychology has already corrected basic
elements in the Freudian scheme of analysis. Wilson (1993), Degler (1991) Buss,
(1999). Freudian readings of literary texts almost inevitably introduce
distorting ideas of incest and castration anxiety, and a form of literary
analysis that appeals to evolutionary psychology rather than Freudian
psychoanalysis will have a vastly improved access to the deep structure of
literary representations. Carroll, (1995), Brown (1983) argues that the idea of
the self or of individual persons is a human universal, and Pinker (1994)
includes it as one of the "modules" or cognitive domains. Among human
beings, the sense of individual persons is the conscious correlative for the
biological concept of the organism, and this concept is an essential
precondition for the organization of behavior in goal-directed ways and for the
interaction of individuals in social groups.
In literary structures, the idea of an
individual self is indispensable to the organization of literary meaning.
Characters in poems, plays, and stories are individuals, and authors
necessarily present their stories from some distinct point of view. All emotion
and cognition is organized within the individual mind, and the response of
audiences to literary works is thus necessarily lodged in individuals, even
when the response is collectively experienced, as in the audience of a play.
For these reasons, the study of individual psychology is integral both to the
Darwinian conception of human beings and to literary analysis.
The modern study of Darwinian psychology has tended
to concentrate on the idea of human universals, and within the Darwinian
community itself there has been controversy over the adaptive significance of
individual variations. Theorists who believe that individual variations are not
adaptively important argue that adaptations display complex functional
structure and that any such structure must be common to the species as a whole.
(See Tooby and Cosmides 1990.) Other theorists seek to explain the adaptive value
of variation within a given ecology. (See MacDonald 1995; Wilson 1993, Buss,
1999) For the purposes of identifying a species-typical human psychological
design, the crucial point to be made is that human universals and individual
variations are not mutually exclusive concepts. The dimensions through which
individual identity is structured and in which it necessarily varies are
themselves universals. These dimensions are part of the evolved structure of
human nature.
Tooby and Cosmides (1992) argue that evolutionary
psychology must work both backwards and forwards, from hypotheses about
ancestral environments to predictions about evolved structures, and from
observation of evolved structures to speculations about ancestral conditions.
Any information on universal features of the human design, even if they have
been studied by scientists indifferent to evolutionary psychology, provide
substantive empirical data that can be used by evolutionary psychologists. One
of the most important set of structures for individual identity are the five
factors of personality.
These factors; neuroticism/security,
conscientiousness/ carelessness, and curiosity/dullness can be used for the
comparative analysis of characters, authors, and audience response. Each of
these factors can be described in ways that correlate with a biologically based understanding of human motives
and concerns.
The extraversion/introversion scale
involves the elementary biological terms of organism and environment, measuring
whether the organism is more responsive to external stimuli or, alternatively,
more attuned to internal processes. In literary terms, the concept of organism
and environment correlates with the concept of character and environment, and
it is thus an indispensable dimension for assessing literary situations.
Agreeableness and antagonism identify the two possible extremes in social
interaction. They thus reflect basic principles in the hierarchy of elementary
regulative principles for human behavior. Neuroticism involves an array of
traits that respond to danger and that are thus signals of threat to survival
both of the organism and of his/her kin and social affiliates.
Conscientiousness is a quality of character that is essential to personal
success and to authority within a social group. Openness or intellect is a
measure of responsive sensitivity to the whole range of environmental
conditions, physical and social. According to Arnhart, (1998) These latter two
factors, conscientiousness and openness, form the basis of the theory of moral
psychology worked out by Darwin (1871) in The
Descent of Man, and they remain basic parts of Darwinian ethical
psychology.
Individuals vary in the degree to which they are
extraverted or introverted, emotionally stable or insecure, intellectually open
or dull, friendly or antagonistic, and conscientious or careless, but
variations in these dimensions can be likened to variations in other adaptive
features of the human design - for example, in keenness of eyesight or hearing,
intelligence, physical strength, and sexual attractiveness. (Wilson 1993). The observation of such
differences is part of the common experience of everyday social interaction,
and evolutionary psychologists have now begun to make reasonable conjectures
about the ways in which such differences can be integrated into other
fundamental features of the human motivational system. For instance, Ashton et al. (1998) correlate differences of
agreeableness and emotional stability both with sex differences and with
differential dispositions to kin altruism and reciprocal altruism, (MacDonald
1995) Buss, (1992) argues that the dimensions of personality in the
five-factor system
"summarize the most important
features of the social landscape that humans have had to adapt to."
(Eysenck and Eysenck, 1985). If Buss is correct, and if it is also correct that
literary texts reflect an intuitive psychological understanding of human
nature, we can anticipate that literary representations will depict the way
humans perceive individual differences and integrate their perceptions into
elemental motives such as mate-selection strategies. For the sake of
illustration, I shall cite here one specific kind of individual difference that
enters into stories of female mate selection. Jane Austen‘s Pride and Prejudice can serve as the
main example. At the level of socio-biological themes of mate selection, we can
see that the heroine, Elizabeth Bennet, marries a male, Darcy, who is higher in
status than herself, and that he demonstrates his suitability as a mate in part
by extending protection to her endangered kin (her sister Lydia).
At the level of resolution appropriate to
personality theory, Elizabeth undergoes a process of sorting through the
personality factors, learning to make allowances for the qualities of manner
attendant on Darcy‘s introversion, and learning through her experience with
Wickham the relatively small reliance to be placed on agreeableness when it is
not accompanied by conscientiousness. In the largest thematic structure in the
book, she rearranges her whole psychic economy to detach herself from her
father, who is cultivated but careless, and to attach herself instead to the
ethos of responsibility represented by Darcy. This psychological reorientation
plays itself out in dialogue that is concerned with the functions of satire and
humor, and thus with the tonal, literary dimensions that correlate with the
psychological dimensions.
All of the characters in the narrative play the
mating game, in accordance with sociobiological rules, but they also form a
carefully constructed array of personality types within a psychological economy
dominated by the lead couple, and they self-consciously assess one another on
the basis of verbal and imaginative styles that reflect their specific
psychological constitutions. Similar kinds of intuitive psychological
depictions are integral parts of the meaning system of most fictional
narratives. The specific pattern used as the elementary structure of plot is by
no means universal but is certainly very common. Personality factors can be
used in the analysis of characters, authors, and readers. They provide points
of entry into the values and sensibility of any given author and a means for
assessing the evaluative response of audiences to any given author. For
instance, Fielding and his protagonists are robust and good-natured, sensual
but friendly and open, outgoing but a little lax in their moral fiber.
Rather than attempting to locate this configuration
within some supposedly absolute standard of literary merit, we can instead
understand that certain kinds of critical temperaments will respond to Fielding
with genial warmth, and that others, more neurotically sensitive, withdrawn,
and antagonistic, will find him an uncomfortable companion. Pater, in contrast,
is introverted, sensual, and narcissistic. He has evoked a narrower range of
sympathetic response, but he has a small, distinct cadre of like-minded
readers-- for whom words such as "aestheticism" and "decadence"
evoke no unpleasant connotations. The use of personality factors as categories
of analysis need not pretend to be exhaustive. These factors can be combined
with any array of significant traits--for instance, of sex or gender, age,
social class, national or ethnic identity, and cultural period. (Sugiyama,
1996)
But if personality dimensions are in fact part of
the evolved structure of the human psyche, they provide us terms that are in
themselves important and that can serve as stable points of comparison. Pinker
(1997: 315) observes that "cognitive scientists think of people as Mr X
without the funny ears‖ and a similar observation could be made of the
cognitive rhetoricians. If we accept the stipulation that the organizing
principles of literary representation run parallel to the structure of human
motives and concerns, we must also accept an implication that takes us outside
the range of conceptual analysis in cognitive rhetoric and brings us into the
psychology of emotion. Motives and concerns are mediated not, in the first
place, by conceptual patterns or metaphoric systems. They are mediated most
directly by feelings or affects, by desire and fear, by pleasure and pain.
Ekman, (1994) argues that "the commonalities in the antecedent events that
call forth each emotion are the product of our evolution and reflect the most
important or frequent events our ancestors encountered." Motives and
emotions evolved together. Both have to be understood within the framework of
evolutionary psychology.
Metaphors have imaginative and specifically
literary value only if they are able to engage and evoke the subjective quality
of experience. Feelings are the basis of tone in literary texts, and tone is
the basis of generic structure. Working out from a concept of the evolved
structure of human motives and concerns, we can derive a reasonable framework
for analyzing both the subjects of literary representation and the emotional
affects that give subjective value and meaning to represented events. To give
value and meaning is to impose shape; it is to define what, subjectively,
constitutes an "event."
In the study of emotions, as in the study of
cognitive domains and personality factors, there is a good deal of controversy
over the identification of the specific units of analysis and the larger
categories within which they are grouped. There is nonetheless a fair consensus
on certain core emotions, particularly on the six emotions identified by Ekman
as having distinct facial expressions that are recognizable across diverse
cultures. These six basic emotions are joy, sadness, fear, anger, disgust, and
surprise. All of these emotions are essential components in the tonal and
generic structures in literary texts. Sadness is the basis of elegy and
tragedy; and happiness the basis of comedy. Surprise is essential to suspense,
and anger and disgust are the animating sentiments of satire. (On universal,
species-typical emotions,
(see Ekman and
Davidson 1994; Lewis and Haviland, Pinker, 1994)
The main plot structures in literary representations
map simultaneously onto elementary human motives and basic emotions. The story
of growth from childhood to adulthood, the adventure quest, the romantic comedy
love story, the saga of revenge, the drama of jealousy--all have their place in
the structure of elemental human motives, and they each have their
characteristic set of emotions. The reading audience characteristically
participates in the emotional experiences of the characters, sympathizes with
them, experiences anxiety and hope as their fortunes vary, and finally
experiences satisfaction or disappointment at the outcome of the action. This
much is much is represented in Okri‘s The
Famished Road and Flowers and Shadows
The basic emotional trajectory of any plot can be
modulated through any combination of other emotions. The joy and anxiety of a
romantic comedy plot like that of Pride
and Prejudice, for example, can be modulated by anger and disgust, fear,
remorse, shame, defiance, gratitude, and compassion. The main plot structure
nonetheless follows a primary emotional trajectory, and this trajectory serves
as the principle around which all the other emotions are organized. In this
respect, the emotional trajectory of a literary work is parallel to the
representation of motives. That is, the array of incidental motives in any
representation is brought into subordinate order to the elemental motives that
determine the primary plot structure. Elemental human motives and emotions
provide the deep structure of literary representations, and this deep structure
serves to organize subordinate motives and subordinate emotions.
We trace from Mithen‘s appeal to cognitive
fluidity: "When thoughts originating in different domains can engage
together, the result is an almost limitless capacity for imagination"
Mithen, (1996). The range of metaphoric combination is limitless, but
combinations become meaningful only by being integrated with the elemental
structure of human motives and human emotions. Even the most fanciful and
phantasmagoric literary texts--for example, Ben Okri‘s hallucinatory allegories
of spiritual experience, in The Famished
Road- speak to us and move us because their fantasies give metaphoric form
to elemental passions and universal concerns-to themes of life and death,
personal identity, sexual desire, parental affections, and to the love of
friends and the hatred of enemies as represented by Azaro, Madem Koto, the
photographer, Azaro‘s mother and father and a host of other characters in The Famished Road and Flowers and
Shadows.
The question of the adaptive function of literature
is at present highly controverted. Literary theorists who take fitness
maximization as a direct motive speculate that the writing of literature is a
form of social manipulation or of sexual display. (Constable 1997: Sugiyama
1996; and Miller 1998) From this perspective, writing is a means of attracting
attention, enhancing prestige, and thus advancing one‘s reproductive prospects.
The question of function is reduced directly to "ultimate" function,
and the psychological functions specific to literature are simply passed over.
Pinker (1997) follows the traditional division of literary function into two
parts-use and pleasure, or instruction and entertainment. As instruction, he
says, literature serves an adaptive function because it provides us with models
for situations we might meet with in our own lives. As a form of pleasure,
literature is a non-functional byproduct of higher cognitive processes. In
describing the pleasures specific to literature,
Pinker, like Freud
(146-47), suggests that literature is mainly a means of fantasy fulfillment.
(Buss, 1999)
The argument being made is the way literature
grounds itself in elemental motives and basic emotions which suggests a
different hypothesis about its psychological function; literature is satisfying
- moving or disturbing - not in the degree to which it fulfills fantasy
expectations - though it can do this - but in the degree to which it provides a
sense of psychological order. It provides order by depicting the
particularities of time and place - of cultural context, individual
circumstance, and personal character - and by integrating these particularities
with the elemental structures of human concerns. Through literature and its
oral antecedents, we recognize the elemental structures of human concerns in
our own lives and in those of others. We filter out the trivial and the
tangential aspects of experience and see into the deep structure of our nature.
And we not only "see"- not only understand objectively. Through
stories and verse and dramatic enactments - whether written or oral - we
realize our deeper nature in vividly subjective ways. Through such realization,
we situate ourselves consciously within our environments and organize the
feelings and thoughts through which we regulate our behavior. Literature
produces pleasure, but it is not merely a "pleasure technology"
equivalent to recreational drugs (Pinker, 1994). It is one of the primary means
through which we regulate our complex cognitive machinery. It contributes to
personal and social development and to the capacity for responding flexibly and
creatively to complex and changing circumstances. (Dissanayake, 1992)
As Pinker argues, literature presents simulated
(representational) situations through which we can model our own behaviors, but
it does not only provide game plans for specific situations. It integrates
emotional processes with elemental motives in highly particularized
circumstances that we might never encounter-for example, the circumstances of
being stranded on an island like those of Robinson Crusoe. The utility of
reading about such experience does not depend on duplicating it in literal
terms. Readers register the qualities of character through which Crusoe
sustains himself in solitude, and they integrate these perceptions with the
repertory of their psychological potentialities. Moreover, imaginatively
assimilated experience serves not only to guide our own behavior but also to
assess the experience of others. In this latter regard, literature is a medium
for cultivating our innate and socially adaptive capacity for entering mentally
into the experience of other people. (Brown 1983 and Buss 1999)
The predominant forms of literary study at the
present time offer unqualified assent to a "historicist" belief that
all experience is determined by autonomous and historically unique cultural
processes. (Dissanayake 1992; Carroll 1995; and Storey 1996) Such beliefs are
parallel to the belief in cultural autonomy that distinguishes the Standard
Social Science
Model. (Degler, 1991; Brown 1983;
Tooby and Cosmides 1992; and Federman, 1990.) Evolutionary psychology can
revise such views by demonstrating that elemental, species - typical motives
constrain all specific cultural forms. Of all competing theoretical
alternatives, evolutionary psychology gives the most access to the elemental
structure of human concerns. It thus offers the best available framework for
understanding the psychological functions and represented content of
literature. As a framework for literary study, evolutionary psychology can best
fulfill its promise by integrating the basic principles of inclusive fitness
with models for the analysis of personality and emotion.
1.11 Key
Assumptions of Literary Representation
David (1992) has argued that, literary representation
is understood to mean an action or word spoken or written on behalf of another
and the ―word‖ has been generally accepted as meaning some type of supreme
consciousness-self-created, self-enervating and self-sustaining consciousness.
It is simple and quite obvious: that man is a creative and imitative animal,
but the point must be made which is that literature more than music, art or
science, offers man the fullest possibility of realizing this potential. In
literature, according to Foucault, (1972) the poetics of representation and
discourse proceed on the following key assumptions; that,
(i)
Objects so represented
in literary text always exhibit traceable historical resemblance in putative
contexts. (That is why we could agree that Azaro as an Abiku child in The Famished
Road bear traceable resemblances with Nigeria)
(ii)
In this context also,
representation is a multi-voiced narrative texuality. This much corresponds with Mukarovsky‘s idea of
―polyphonic or dialogic novel‖ which
embodies diverse discourses that interact with, define, and are in turn
shaped by their culture.
(iii)
Literary representation
is essentially panoramic in that it
strives to provide its readers with a survey of the most important
developments and events in history.
(iv)
Representation is
stylistically emploted especially metaphorically, that seen something from the
view point of another. Metaphor is therefore a veritable means by which
representation is achieved in a literary discourse.
(v)
More importantly,
representation embodies the life of the author, the social and historical
situation which can be appropriated to unlock the textual meaning.
The nature of postmodernist representation analysis
in a qualitative research method is to analyse the use of symbols in social
contexts. It is also concerned with the creation of meaning through talk and
texts analysis that provides insights into the way symbols are represented to
help ―shape and reproduce social meanings and forms of knowledge‖ (Foucault,
1972). Grounded in social constructivism, which emphasizes the socio-cultural
interactions as sources of knowledge, the framework for representation analysis
is based on the following three arguments according to Foucault:
•
First, knowledge cannot be
gained by pure objectivity as scientific and positivist researchers believe it
can. A writer brings his or her own set of beliefs, cultural values,
expectations, subjectivity and bias into the work when writing because he/she
recognizes his or her own beliefs, and acknowledges how these beliefs,
influenced by
his or her own personal, cultural,
and historical experiences shapes interpretations of reality and knowledge.
•
Second, reality is socially
and culturally constructed. Unlike scientific approaches in which reality,
ideas, or constructs (e.g. intelligence & attitudes) are categorized as
naturally occurring things, in social constructivist or interpretive approaches,
these categories and constructs are shaped by the language and since language
is a sociocultural phenomenon, our sense of reality is socially and culturally
constructed. The goal of writer, then, is to give insights into the different
views and perspectives of participants and how these views and perspectives are
socially and historically negotiated.
•
Third, in social
constructivism, a writer is more interested in studying the language
(discourse) and the role it plays
in construction of meaning and knowledge in society. As such, the emphasis of
such writing is placed on the discursive patterns of talk in societies, their
impact on the formation and reproduction of social meanings and identities as
well as their roles in empowering and disenfranchising institutions and
individuals.
1.12 The
Poetics Postmodernism and Literary Representation
The Poetics of literary representation is grounded
in postmodernism, a paradigm that focuses on knowledge that comes to surface
within the "negative conditions of the world and in the multiple
perspectives of class, race, gender, and other group affiliations"
(Foucault, 1972) These negative conditions reveal themselves in the presence of
hierarchy, power and control and include the importance of different
discourses, the importance of disenfranchised people and groups, and the
presence of 'meta-narratives' or universals that hold true regardless of the
social conditions (ibid). Thus, in postmodernist discourse, the critic is
concerned with how language is used in social and political contexts for
ideological purposes and for reproducing and legitimizing power, and therefore
―goes beyond the rhetorical or technical analysis of language or writing‖, but ―to
explore its social and political setting, uses and effects‖ (ibid). As such,
there comes a need to ―deconstruct texts‖ in the spoken and written language
and to investigate, and bring to light hidden ―hierarchies as well as
dominations, oppositions, inconsistencies, and contradictions‖ (ibid).
Foucault, (1972) argues that the poetics of
discourse as a framework of analysis in literature is not necessarily to
provide ―an account of every line of text under study‖ rather, it is more
appropriate to select and extract sections of text that contain the richest
source of analytical material. However, Foucault cautions that this should not
imply that one should extract the sections that support the critic‘s argument,
while leaving out the sections that are of contradictory nature. The
interpretive processes that calls for close examination of specific texts ―does
not lend itself to hard-and-fast rules of method‖ (ibid). Foucault however,
suggests some important pointers that could help with analysis such as;
(i)
Identification of key
themes and arguments;
(ii)
Identification of
associations and variation;
(iii) Examination of characterization and
agency;
(iv) Attention to emphasis and silences.
According to (Hutcheon, 1988) the poetics of
postmodernism is usually accompanied by a grand flourish of negativized
rhetoric: we hear of discontinuity, disruption, dislocation, decentering,
indeterminacy, and anti-totalization. What all these words literally do
(precisely by their disavowing prefixes – dis,
de, in, anti) is incorporate that which they aim to contest – ‗as does, I
suppose, the term postmodernism itself ‗
It would be argued that, postmodernism
is a contradictory phenomenon, one that uses and abuses, installs and
then subverts, the very concepts it challenges – be it in architecture,
literature, painting, sculpture, film, video, dance, TV, music, philosophy,
aesthetic theory, psychoanalysis, linguistics, or historiography. Postmodernism
cannot simply be used as a synonym for the contemporary and it does not really
describe an international cultural phenomenon, it is primarily European and
American (ibid). While all forms of contemporary art and thought offer examples
of this kind of postmodernist contradiction, ‗historiographic metafictions‘ are
the most dominant. By this I mean those well-known and popular novels which are
both intensely self-reflexive (such as
The
Famished Road) and yet paradoxically also lay claim to historical events
and personages. In most of the critical work on postmodernism, it is narrative
– be it in literature, history, or theory – that has usually been the major
focus of attention. Historiographic metaficiotn incorporates all three of these
domains. Such labeling (paramodernist‘ and ‗midfiction‘) is another mark of
the inherent contradictoriness of historiographic metafiction, for it always
works with inconventions in order to subvert them. In postmodernism, the familiar humanist
separation of art and life (or human imagination and order versus chaos‘ and disorder) no longer holds.
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